Skip to content

Content Header

Introduction to Financial Services: The Securities and Exchange Commission (SEC) – IF10032

Introduction to Financial Services: The Securities and Exchange Commission (SEC) – IF10032 published on

To help restore confidence in the securities markets in the wake of the stock market crash of 1929, Congress passed the Securities Exchange Act of 1934, which authorized creation of the Securities and Exchange Commission

(SEC). The SEC is an independent, nonpartisan regulatory agency responsible for administering federal securities laws. It has broad regulatory authority over significant parts of the securities industry, including stock exchanges, mutual funds, investment advisers, and brokerage firms.

Date of Report: December 22, 2014
Pages: 2
Order Number: IF10032
Price: $5.95

To Order: CLICK:HERE  to use the SECURE SHOPPING CART

e-mail:congress@pennyhill.com

Phone: 301-253-0881 For email and phone orders, provide a Visa, MasterCard, American Express, or Discover card number, expiration date, and name on the card. Indicate whether you want e-mail or postal delivery.

Primary Sidebar